DutyDesk
FCA Consumer Duty compliance platform for UK financial advice firms
A regulated-compliance SaaS for IFAs with 1–15 advisers. DutyDesk replaces Consumer Duty spreadsheets with a vulnerable customer register, fair-value assessments, outcome monitoring and AI-drafted board reports — every action written to the audit trail an FCA inspector expects. Tenant-isolated Postgres with EU data residency.
Key Features
Vulnerable Customer Register
Characteristics, review cycles and outcomes with a full audit trail
Fair-Value Assessments
Annual product assessments with evidence capture and approval workflow
Outcome Monitoring
RAG-rated metrics across the four Consumer Duty outcomes
AI-Drafted Board Reports
Board report generated from live firm data, reviewed before sign-off
EU Data Residency
Ireland hosting, database-level tenant isolation and MFA sign-in
Tech Stack
Built For
Fintech & Compliance
SaaS Platform
Growing Business
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